Portfolio

Value stock positions

TickerPurchase Date*EntrySell DateDividendExitRatingReturn
BOL.AXJun 16, 20140.135---***-
RHDGFJun 4, 201418.95---**-
CLP.LMar 10, 20142.00---**-
EHL.AXNov 19, 20130.245May 20, 2014-0.250**2.0%
MGX.DENov 1, 20132.813May 26, 2014-3.077**9.4%
FFP.PAOct 28, 201342.49---**-
PDRXOct 17, 20133.02---**-
L1D.SISep 16, 20130.148Sep 26, 2013-0.147***-0.7%
AWDR.OLMay 15, 201390.00-5.35****-**-
AKPS.OLApr 8, 201326.50May 8, 2013-35.90***35.5%
BUR.PAMar 20, 2013346.83-11.4-**-
PVCS.LMar 3, 201328.83*****-18.85-***-
ALJJFeb 12, 20130.732Jun 7, 2013-0.84**14.8%
UTSIFeb 11, 20132.90***---**-
TLI.LNov 21, 201242.50Nov 8, 2013-41.50*****-2.4%
CDU.LSSep 27, 201222.00-4.50-***-
AIGSep 10, 201233.26-0.45-**-
RELLA.COJuly 19, 201232.20---**-
ORGN.PKMay 10, 20121.45Aug 28, 20120.381.45***26.1%
CNRD.PKMar 29, 201216.50-4.00-****-
SODI.OBMar 26, 20123.09June 23, 20140.054.16**36.2%
DSWLMar 6, 20122.11-0.59-***-
SALMFeb 21, 20122.65Apr 3, 20130.197.85**202.5%
IAM.TOJan 24, 20120.59Jan 11, 20130.050.52***-3.4%
ARGO.LJan 3, 201214.69-2.60-***-
URB-A.TONov 28, 20110.99Oct 25, 2012-0.90**-9.1%
0684.HKNov 16, 20112.21Jul 5, 20130.1752.42***17.5%
ASFINov 7, 20118.33Jun 10, 20140.168.53****4.3%

Short positions

TickerShort Date*entrycover DatedividendExitReturn
AIBYYMay 5, 20141.57May 6, 2014-1.457.6%
TXTRDec 26, 201333.20Jan 6, 2014-30.797.3%
VEEVDec 3, 201341.71----
STP Mini ShortJan 7, 20131.72May 16, 2014-2.6956.4%
VVUSJul 19, 201226.24Nov 6, 2012-13.1150.0%

Special situations: liquidations

TickerPurchase Date*entrySell DatedividendExitReturn
ACMEOct 9, 20120.95Dec 24, 20120.930.1614.7%

Special situations: capital structure arbitrage

TickerPurchase Date*entry SpreadSell DatedividendExit SPREADReturn
PRIS/PRIS-BJan 2, 2013-0.02May 16, 20140.17151.094115.5%

Special situations: merger arb

TickerPurchase Date*entrySell DatedividendExitReturn
ITSIJan 9, 20141.15Feb 4, 2014-1.3013.0%
WHJan 2, 20142.66Jun 12, 2014-1.02-61.7%
WHAug 16, 20132.51Dec 31, 2013-2.749.2%
CHGYMar 21, 20130.1304Nov 11, 2013-0.147.4%
WHFeb 21, 20132.83Mar 3, 2013-3.057.8%
SHPJan 2, 20138.57Jan 11, 2013-8.721.8%
ALJJNov 20, 20120.75Feb 15, 2013**-0.8310.9%
NKBPOct 15, 20125.30Jan 10, 2013-5.738.1%
CMMCY.PKSep 17, 20124.76Nov 11, 2012-4.954.0%
FBK.TOApr 19, 20120.96May 3, 2012-0.92-4.2%
VRUS 135CDec 8, 20111.65Jan 11, 2012-2.0021.2%

* Date of first purchase
** Not completely sold, transferred remaining position to long term value stock category
*** Adjusted for 1-for-3 reverse split
**** Stock price in NOK, dividend in USD
***** Adjusted for 5-for-13 reverse split